Mutual Fund Segregation of Assets Rule (2020)
This page presents necessary short excerpts on segregating the portfolio from service-provider assets and prohibiting its misuse. Permission to translate or reproduce the full CIMA rule remains to be confirmed, and the site does not mirror the PDF.
Regulatory passage
SourceRule 5.2 / 第5.2条
CIMA-MF-ASSET-SEGREGATIONEnglish original
The Portfolio must be segregated and accounted for separately from any assets of any Service Provider.
Editorial Chinese translation
投资组合必须与任何服务提供商的任何资产相分离，并单独进行会计核算。
Regulatory passage
SourceRule 5.5 / 第5.5条
CIMA-MF-ASSET-SEGREGATIONEnglish original
The overriding requirement of Rule 5.2 is that a Fund must ensure that none of its Service Providers use the Portfolio to finance their own or any other operations in any way.
Editorial Chinese translation
第5.2条的首要要求是，基金必须确保其任何服务提供商均不得以任何方式利用投资组合为其自身或任何其他业务提供融资。