Securities and Futures Ordinance (Cap. 571) — selected provisions
This is a minimal selection from sections 103 to 105 pending a final word-for-word check against the current consolidation. All definitions, exemptions, schedules and amendments remain subject to Hong Kong e-Legislation.
中文： 香港法例电子版为唯一现行依据。本页只列最小精选，并把状态标为待复核；在依赖前请打开官方双语版本核对完整条文、定义、例外及修订记录。
English: Hong Kong e-Legislation is the sole current authority. This page contains a minimal selection and remains under review; check the complete bilingual provisions, definitions, exceptions and amendment history before relying on them.
Section 103(1)(b), core prohibition / 第103(1)(b)条核心禁令
HK-SFOSubject to subsection (2), a person commits an offence if the person issues, or has in the person’s possession for the purposes of issue, an advertisement, invitation or document which to the person’s knowledge is or contains an invitation to the public to acquire an interest in or participate in, or offer to acquire an interest in or participate in, a collective investment scheme, unless the issue is authorized by the Commission under section 105(1).
除第(2)款另有規定外，任何人如發出或為發出而管有任何廣告、邀請或文件，而該人知道該廣告、邀請或文件屬或載有邀請公眾取得集體投資計劃的權益或參與集體投資計劃，或提出取得該權益或參與該計劃，則除非該項發出根據第105(1)條獲證監會認可，否則該人即屬犯罪。
Section 104(1) / 第104(1)条
HK-SFOSubject to subsection (2), the Commission may, on the application of the manager and trustee or custodian of a collective investment scheme, authorize the collective investment scheme.
在符合第(2)款的規定下，證監會可應集體投資計劃的管理公司及受託人或保管人的申請，認可該集體投資計劃。
Section 105(1), authorization power / 第105(1)条认可权力
HK-SFOSubject to subsection (2), the Commission may, upon application, authorize the issue of any advertisement, invitation or document to which section 103 applies.
在符合第(2)款的規定下，證監會可應申請認可發出第103條適用的任何廣告、邀請或文件。