Guidance on Preparing and Submitting the AML/CFT Return — selected excerpts (2021)
This page presents the applicable-person, reporting-period, completion, deadline and correction requirements directly relevant to investment-business licensees and approved investment managers.
The official PDF is dated 12 February 2021. The spreadsheet, submission address, applicable persons and deadlines may have been updated subsequently; check current BVI FSC notices before filing.
中文： 本页反映2021年2月12日官方 PDF 中可核验的申报操作短引文。申报主体应在每次申报前核对 BVI FSC 的最新表格、提交渠道、期限和后续通知。
English: This page reflects verifiable operational excerpts from the official PDF dated 12 February 2021. Reporting persons should check the latest BVI FSC form, submission channel, deadline and subsequent notices before each filing.
Section 1, applicable investment-business licensees / 第1节：适用的投资业务持牌人
BVI-AML-RETURN a person licensed under section 6 (2) of the Securities and Investment Business Act, 2010; and
a person approved as an approved investment manager under regulation 7(1) of the Investment Business (Approved Managers) Regulations, 2012.
根据《2010年证券及投资业务法》第6(2)条获发牌的人士；以及
根据《2012年投资业务（获批准管理人）规例》第7(1)条获批准为“获批准投资管理人”的人士。
Section 2(i) / 第2(i)节
BVI-AML-RETURNThe Return must be completed using the electronic excel document provided on the Commission’s website. The document contains several tabs, with a series of item queries in each tab. Licensees must ensure that it responds to each item query within each tab of the Return.
该申报表必须使用委员会网站提供的电子 Excel 文件填写。该文件包含多个工作表，每个工作表设有一系列项目问题。持牌人须确保回应申报表每个工作表中的每一项问题。
Section 3 / 第3节
BVI-AML-RETURNThe Return must account for a licensee’s activities for the reporting period of January to December of the previous year. Where relevant, the Return may require the licensee to provide information as at the end of the reporting period (i.e. 31st December).
该申报表须涵盖持牌人在上一年度1月至12月报告期内的活动。在相关情况下，申报表可要求持牌人提供截至报告期末（即12月31日）的资料。
Section 4 / 第4节
BVI-AML-RETURNThe Return is considered filed, where all item queries are completed and fulfilled, and the excel document and any accompanying information and reports are submitted to the Commission via the following email address: [email protected].
仅在所有项目问题均已填写并满足要求，且 Excel 文件及任何随附资料和报告均通过以下电子邮箱提交给委员会时，该申报表才视为已提交：[email protected]。
Section 5 / 第5节
BVI-AML-RETURNA licensee must file a completed Return on or before 31st March each year, for the previous calendar year.
持牌人须在每年3月31日或之前，就上一历年提交填写完整的申报表。
Section 7 / 第7节
BVI-AML-RETURNIf a licensee finds or becomes aware of inaccurate information within its Return filed with the Commission, the licensee must notify the Commission of this fact within 5 days of becoming aware of that fact and resubmit a corrected Return within 7 days after notifying the Commission.
如持牌人发现或知悉其已向委员会提交的申报表中存在不准确资料，须在知悉该事实后5日内通知委员会，并在通知委员会后7日内重新提交经更正的申报表。
Section 11 / 第11节
BVI-AML-RETURNWhere a query does not apply to a specific licensee, the licensee must insert the term “N/A” in response or in the case of a numerical request, insert the figure “0”.
如某项问题不适用于特定持牌人，该持牌人须以“N/A”作答；如属数值要求，则须填入数字“0”。